CIRO Dealer Training Program — IR & RR (Guide)
Our competency-based dealer training program for newly approved retail Investment Representatives is aligned to the CIRO proficiency model in force from January 1, 2026. Covers role boundaries, conduct and conflicts, account opening and AML, KYC support, order handling and market integrity, communications and complaints, and our systems and operational practices.
| Responsable | Nour Private Wealth |
|---|---|
| Dernière mise à jour | 2026-07-31 |
| Temps d'achèvement | 12 heures 15 minutes |
| Membres | 6 |
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Program Overview - Purpose, Governance and Learning Paths (vide)1Leçons · 2 h 25 min
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Program Overview - Purpose, Governance and Learning Paths
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Module 1 - NPW Regulation and Role Boundaries (vide)1Leçons · 35 min
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Module 1 - NPW Regulation and Role Boundaries
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Module 2 - Conduct, Conflicts, Privacy and Records (vide)1Leçons · 40 min
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Module 2 - Conduct, Conflicts, Privacy and Records
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Module 3 - Client Initiation, Account Opening and AML (vide)1Leçons · 40 min
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Module 3 - Client Initiation, Account Opening and AML
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Module 4 - KYC, Client Goals and Account Appropriateness (vide)1Leçons · 40 min
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Module 4 - KYC, Client Goals and Account Appropriateness
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Module 5 - Product and Market Impact, KYP (vide)1Leçons · 45 min
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Module 5 - Product and Market Impact, KYP
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Module 6 - Suitability, Recommendations and Monitoring (vide)1Leçons · 45 min
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Module 6 - Suitability, Recommendations and Monitoring
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Module 7 - Orders, Execution and Market Integrity (vide)1Leçons · 40 min
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Module 7 - Orders, Execution and Market Integrity
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Module 8 - Client Communications and Complaints (vide)1Leçons · 40 min
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Module 8 - Client Communications and Complaints
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Module 9 - NPW Systems and Operational Practice (vide)1Leçons · 35 min
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Module 9 - NPW Systems and Operational Practice
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Module 10 - Specialized Products and Escalation (vide)1Leçons · 50 min
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Module 10 - Specialized Products and Escalation
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Get Certificate - Module Knowledge Check — Record of Completion (vide)1Leçons · 1 h
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Module Knowledge Check — Record of Completion
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Get Certificate - IR (vide)1Leçons · 1 h
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CIRO Dealer Training Program — Investment Representative
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Get Certificate - RR (vide)1Leçons · 1 h
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CIRO Dealer Training Program — Registered Representatives
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